Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Material risk taker (1 Jan 2023 to 30 Sep 2025)
    • SMF9 Chair of the Governing Body (18 Feb 2020 to 30 Sep 2025)
    • SMF3 Executive Director (13 Feb 2020 to 3 Jul 2023)
    • CF2 Non Executive Director (18 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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