Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Manager of certification employee (1 Nov 2023 to 1 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • CF30 Customer (2 Jul 2019 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
    • CF23 Corporate Finance Adviser (14 Jun 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.