Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Emergent Asset Management Limited (no longer approved here)

    FRN 179392

    • CF10 Compliance Oversight (6 Nov 2014 to 5 Apr 2016)
    • CF11 Money Laundering Reporting (6 Nov 2014 to 5 Apr 2016)
    • CF30 Customer (13 Aug 2012 to 11 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.