Victor Emilion Gauvin

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • [FCA CF] Manager of certification employee (17 Jan 2023 to 25 Apr 2025)
    • [FCA CF] Client dealing (12 Nov 2021 to 25 Apr 2025)
    • [FCA CF] Material risk taker (12 Nov 2021 to 4 Mar 2025)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • [FCA CF] Manager of certification employee (17 Jan 2023 to 25 Apr 2025)
    • [FCA CF] Material risk taker (12 Nov 2021 to 28 Feb 2023)
    • [FCA CF] Client dealing (12 Nov 2021 to 25 Apr 2025)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (7 Mar 2016 to 22 Oct 2020)
    • CF30 Customer (22 Aug 2011 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (25 Sep 2009 to 23 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.