Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (18 Jun 2021 to 27 Aug 2021)
- [FCA CF] Client dealing (25 Jul 2019 to 27 Aug 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (10 Nov 2006 to 31 Oct 2007)
- CF26 Customer Trading (25 Oct 2006 to 10 Nov 2006)
-
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (10 Nov 2006 to 31 Oct 2007)
- CF26 Customer Trading (25 Oct 2006 to 10 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.