Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 22 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Apr 2021)
    • [FCA CF] Client dealing (since 7 Apr 2021)
    • [FCA CF] Manager of certification employee (since 7 Apr 2021)
  • JB Drax Honore (UK) Limited (no longer approved here)

    FRN 585303

    • CF30 Customer (31 Jul 2017 to 1 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

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