Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
    • [FCA CF] Material risk taker (since 1 Nov 2023)
    • [FCA CF] Manager of certification employee (since 16 Jan 2023)
    • [FCA CF] Client dealing (since 17 Sep 2018)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (22 Oct 2010 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 19 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.