Vi Davda

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ABN AMRO Bank NV
FRN 523620
- [FCA CF] Manager of certification employee (since 29 Jul 2021)
- [FCA CF] Client dealing (since 17 Jun 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Client dealing (7 Sep 2016 to 21 Jan 2019)
- CF30 Customer (24 Jun 2015 to 6 Mar 2016)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (4 Jan 2010 to 16 Apr 2012)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (4 Jan 2010 to 13 Jan 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.