Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Adroit Financial Planning Limited (no longer approved here)

    FRN 579324

    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Apr 2022 to 7 Nov 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Nov 2023)
    • CF1 Director (7 Nov 2012 to 15 Oct 2014)
    • CF10 Compliance Oversight (7 Nov 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.