Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (10)Employed By (since 16 Feb 2024)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 19 Feb 2013)
    • CF30 Customer (25 Aug 2011 to 30 Dec 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 2 Jun 2010)
    • CF22 Investment Adviser (Trainee) (10 Feb 2003 to 9 Apr 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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