Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (19 Sep 2014 to 6 Mar 2016)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 22 Apr 2014)
    • CF21 Investment Adviser (11 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Aug 2002 to 11 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.