Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (6 Oct 2022 to 18 Mar 2026)
    • [FCA CF] Functions requiring qualifications (18 May 2022 to 16 Mar 2026)
    • [FCA CF] Client dealing (18 May 2022 to 16 Mar 2026)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (6 Oct 2022 to 18 Mar 2026)
    • [FCA CF] Functions requiring qualifications (18 May 2022 to 16 Mar 2026)
    • [FCA CF] Client dealing (18 May 2022 to 16 Mar 2026)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (13 Jul 2017 to 29 Apr 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (2 Dec 2016 to 23 Oct 2017)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 25 Feb 2009)
    • CF21 Investment Adviser (18 Jan 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 25 Feb 2009)
    • CF21 Investment Adviser (18 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.