Verity Jane Barclay

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF10a CASS Oversight function (1 Oct 2011 to 25 May 2012)
    • CF28 Systems and controls (12 Oct 2009 to 25 May 2012)
    • CF29 Significant management (1 Nov 2007 to 12 Oct 2009)
    • CF26 Customer Trading (1 Dec 2001 to 11 Apr 2002)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF28 Systems and controls (12 Oct 2009 to 25 May 2012)
    • CF29 Significant management (1 Nov 2007 to 12 Oct 2009)
    • CF20 Significant Mgt (Settlements) (31 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.