Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Mar 2018)
    • CF30 Customer (since 9 Oct 2015)
    • (2)Employed By (since 19 Feb 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 Mar 2011)
    • CF21 Investment Adviser (26 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Sep 2003 to 26 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.