Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 17 Mar 2018)
- CF30 Customer (since 9 Oct 2015)
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VT Wealth Management Ltd
FRN 737207
- (2)Employed By (since 19 Feb 2016)
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- CF30 Customer (1 Nov 2007 to 1 Mar 2011)
- CF21 Investment Adviser (26 Aug 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Sep 2003 to 26 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.