Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (4 Jan 2021 to 31 May 2021)
- [FCA CF] Client dealing (4 Jan 2021 to 31 May 2021)
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- [FCA CF] Material risk taker (26 Apr 2018 to 31 May 2021)
- [FCA CF] Client dealing (17 Jan 2018 to 31 May 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Feb 2021)
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- [FCA CF] Material risk taker (26 Apr 2018 to 31 May 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 31 May 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Feb 2021)
- CF30 Customer (5 Jun 2014 to 6 Mar 2016)
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- CF30 Customer (14 Apr 2011 to 1 Jun 2014)
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- CF30 Customer (1 Nov 2007 to 16 Mar 2011)
- CF22 Investment Adviser (Trainee) (1 May 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 16 Mar 2011)
- CF22 Investment Adviser (Trainee) (1 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.