Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (4 Jan 2021 to 31 May 2021)
    • [FCA CF] Client dealing (4 Jan 2021 to 31 May 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (26 Apr 2018 to 31 May 2021)
    • [FCA CF] Client dealing (17 Jan 2018 to 31 May 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Feb 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (26 Apr 2018 to 31 May 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 May 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Feb 2021)
    • CF30 Customer (5 Jun 2014 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (14 Apr 2011 to 1 Jun 2014)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 16 Mar 2011)
    • CF22 Investment Adviser (Trainee) (1 May 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 16 Mar 2011)
    • CF22 Investment Adviser (Trainee) (1 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.