Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Neuberger Berman Europe Limited
FRN 442488
- [FCA CF] Client dealing (since 10 Nov 2025)
-
- [FCA CF] Material risk taker (17 Dec 2024 to 20 Oct 2025)
-
- [FCA CF] Client dealing (1 Oct 2020 to 20 Oct 2025)
- CF30 Customer (10 Apr 2019 to 8 Dec 2019)
-
- CF30 Customer (10 Apr 2019 to 8 Dec 2019)
-
- CF30 Customer (14 Sep 2015 to 19 Oct 2018)
-
- CF30 Customer (14 Sep 2015 to 19 Oct 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.