Vera-Ann Bowes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 14 Jan 2021)
    • CF30 Customer (since 14 Jan 2021)
    • [FCA CF] Client dealing (15 Feb 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (15 Feb 2020 to 14 Feb 2021)
    • CF30 Customer (3 Nov 2016 to 8 Dec 2019)
  • Capercaillie Financial Advice Limited

    FRN 938999

    • Employed By (since 14 Jan 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (26 May 2010 to 26 Jul 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (8 Aug 2008 to 31 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.