Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 13 Sep 2023)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Jul 2009)
    • CF21 Investment Adviser (10 May 2007 to 31 Oct 2007)
    • CF26 Customer Trading (20 Dec 2006 to 14 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.