Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 5 Feb 2025)
- SMF27 Partner (9 Dec 2019 to 5 Feb 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Jun 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 5 Jun 2020)
- CF3 Chief Executive (11 May 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 Feb 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (23 Jan 2014 to 3 Mar 2017)
- CF4 Partner (25 Jul 2008 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (20 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.