Veenay Surendra Chheda

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Material risk taker (28 Sep 2021 to 20 Mar 2024)
    • [FCA CF] Manager of certification employee (28 Sep 2021 to 20 Mar 2024)
    • [FCA CF] Client dealing (28 Sep 2021 to 20 Mar 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Client dealing (1 Oct 2020 to 29 Jul 2021)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 29 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2020 to 31 Dec 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (21 Aug 2019 to 30 Sep 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Sep 2020)
    • CF30 Customer (10 Feb 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Jul 2003 to 26 Dec 2006)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (26 Mar 2013 to 29 Dec 2014)
    • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 29 Dec 2014)
    • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.