Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsible for Insurance Distribution (since 2 Oct 2023)
    • SMF16 Compliance Oversight (since 2 Oct 2023)
    • SMF3 Executive Director (since 2 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
    • Responsibility for MCD Intermediation (since 2 Oct 2023)
  • Thomas Anthony Financial Services Ltd (no longer approved here)

    FRN 405950

    • (1)Employed By (26 Jul 2010 to 2 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

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