Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 7 Nov 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (19 Apr 2021 to 5 Dec 2022)
    • CF30 Customer (22 Apr 2015 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 7 Nov 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (19 Apr 2021 to 5 Dec 2022)
    • CF30 Customer (22 Apr 2015 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 7 Nov 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Apr 2015 to 8 Dec 2019)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2025)
    • CF30 Customer (22 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.