Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (1 Jul 2022 to 10 Apr 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 10 Apr 2024)
    • [FCA CF] Functions requiring qualifications (7 Sep 2016 to 10 Apr 2024)
    • CF21 Investment Adviser (17 Sep 2004 to 8 Nov 2006)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (1 Jul 2022 to 10 Apr 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 10 Apr 2024)
    • [FCA CF] Functions requiring qualifications (7 Sep 2016 to 10 Apr 2024)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (13 May 2009 to 21 Apr 2011)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 4 May 2009)
    • CF21 Investment Adviser (8 Feb 2007 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (17 Sep 2004 to 8 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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