Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 8 Oct 2024)
- [FCA CF] Client dealing (since 13 May 2024)
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- [FCA CF] Client dealing (20 Jan 2020 to 28 Feb 2024)
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- [FCA CF] Client dealing (4 Jun 2019 to 24 Jul 2019)
- [FCA CF] Manager of certification employee (4 Jun 2019 to 24 Jul 2019)
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- CF30 Customer (11 May 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.