Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 7 Jan 2025)
-
- [FCA CF] Client dealing (2 Jan 2019 to 22 May 2020)
- [FCA CF] Material risk taker (2 Jan 2019 to 21 Jun 2020)
- [PRA CF] Significant risk taker or Material risk taker (2 Jan 2019 to 21 Jun 2020)
-
- [FCA CF] Client dealing (7 Mar 2016 to 28 Sep 2018)
- CF30 Customer (31 Jan 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.