Varadarajan Viswanathan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Punjab National Bank (International) Limited

    FRN 459701

    • SMF16 Compliance Oversight (since 13 Sep 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Sep 2019)
  • Gatehouse Bank Plc (no longer approved here)

    FRN 475346

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 17 Aug 2016)
    • SMF16 Compliance Oversight (7 Mar 2016 to 17 Aug 2016)
    • CF10a CASS Oversight function (10 Sep 2014 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (3 Sep 2014 to 6 Mar 2016)
    • CF10 Compliance Oversight (3 Sep 2014 to 6 Mar 2016)
  • Kotak Mahindra (UK) Limited (no longer approved here)

    FRN 171837

    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2014)
    • CF1 Director (1 Dec 2001 to 30 Jun 2014)
    • CF26 Customer Trading (1 Dec 2001 to 21 Jul 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Jul 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

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