Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (16 Nov 2021 to 29 Mar 2026)
    • [FCA CF] Material risk taker (16 Nov 2021 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (18 May 2020 to 25 Feb 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (16 Nov 2021 to 7 Oct 2024)
    • [FCA CF] Material risk taker (14 Sep 2021 to 30 Sep 2024)
    • [FCA CF] Client dealing (1 May 2019 to 29 Mar 2026)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (16 Nov 2021 to 7 Oct 2024)
    • [FCA CF] Material risk taker (14 Sep 2021 to 30 Sep 2024)
    • [FCA CF] Client dealing (1 May 2019 to 29 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.