Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (8 Feb 2021 to 10 Nov 2023)
    • [FCA CF] Functions requiring qualifications (8 Feb 2021 to 10 Nov 2023)
  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • CF30 Customer (18 Jun 2015 to 3 Jan 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 10 Sep 2012)
    • CF21 Investment Adviser (29 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.