Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [PRA CF] Significant risk taker or Material risk taker (since 5 Jun 2023)
- [FCA CF] Manager of certification employee (since 18 Feb 2022)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (9 May 2017 to 21 Dec 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Oct 2019)
- CF30 Customer (21 May 2015 to 6 Mar 2016)
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- CF30 Customer (4 Sep 2009 to 20 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.