Vanessa Anne Barrett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wellington Management International Limited
FRN 208573
- SMF18 Other Overall Responsibility (since 14 May 2020)
- CF30 Customer (20 Jul 2017 to 8 Dec 2019)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (22 Jun 2010 to 12 Jun 2014)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (4 Feb 2008 to 19 Apr 2010)
- CF21 Investment Adviser (13 Feb 2003 to 12 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.