Vanessa Ann Bailey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited

    FRN 186745

    • SMF10 Chair of the Risk Committee (since 9 Jun 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (12 Apr 2019 to 28 Feb 2021)
    • [FCA CF] Manager of certification employee (15 Aug 2018 to 28 Feb 2021)
    • SMF16 Compliance Oversight (20 Jul 2018 to 4 Sep 2020)
    • SMF4 Chief Risk (20 Jul 2018 to 4 Sep 2020)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Material risk taker (12 Apr 2019 to 28 Feb 2021)
    • SMF7 Group Entity Senior Manager (16 Aug 2018 to 4 Sep 2020)
    • [FCA CF] Manager of certification employee (25 Jun 2018 to 28 Feb 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (1 May 2017 to 28 Feb 2021)
    • [FCA CF] Manager of certification employee (1 May 2017 to 28 Feb 2021)
    • CF28 Systems and controls (13 Feb 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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