Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 7 Jul 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (8 Apr 2008 to 8 May 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF22 Investment Adviser (Trainee) (4 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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