Valerie Helena Thomas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Close Brothers Limited (no longer approved here)
FRN 124750
- SMF16 Compliance Oversight (14 Sep 2016 to 31 Jan 2019)
- SMF7 Group Entity Senior Manager (7 Mar 2016 to 14 Sep 2016)
- CF1 Director (11 May 2010 to 6 Mar 2016)
OLIM Property Limited (no longer approved here)
FRN 563156
- CF2 Non Executive Director (15 Feb 2012 to 10 Apr 2012)
TrinityBridge Limited (no longer approved here)
FRN 119329
- CF1 Director (11 May 2010 to 31 Jan 2019)
WINTERFLOOD SECURITIES LIMITED (no longer approved here)
FRN 141455
- CF1 Director (11 May 2010 to 31 Jan 2019)
Skandinaviska Enskilda Banken AB (Publ) (no longer approved here)
FRN 124943
- CF10 Compliance Oversight (1 Dec 2001 to 21 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.