Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Global Markets Americas LLC (no longer approved here)

    FRN 549855

    • CF3 Chief Executive (1 Aug 2011 to 31 Dec 2012)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2012)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Nov 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (18 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.