Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vantage Infrastructure (UK) Limited (no longer approved here)

    FRN 459816

    • SMF3 Executive Director (9 Dec 2019 to 3 Mar 2023)
    • CF10 Compliance Oversight (7 Mar 2018 to 1 Apr 2019)
    • CF11 Money Laundering Reporting (7 Mar 2018 to 1 Apr 2019)
    • CF3 Chief Executive (30 Nov 2011 to 9 Dec 2019)
    • CF1 Director (11 Jul 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (11 Apr 2007 to 31 Oct 2007)
  • Gleacher Shacklock LLP (no longer approved here)

    FRN 211989

    • CF21 Investment Adviser (14 Mar 2005 to 28 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.