Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 3 Mar 2023)
- CF10 Compliance Oversight (7 Mar 2018 to 1 Apr 2019)
- CF11 Money Laundering Reporting (7 Mar 2018 to 1 Apr 2019)
- CF3 Chief Executive (30 Nov 2011 to 9 Dec 2019)
- CF1 Director (11 Jul 2008 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (11 Apr 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (14 Mar 2005 to 28 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.