Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stifel Nicolaus Europe Limited
FRN 190412
- [FCA CF] Client dealing (since 1 Jun 2025)
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- (185)[FCA CF] Client dealing (29 Sep 2023 to 1 Jun 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Mar 2023)
- CF30 Customer (21 Jul 2017 to 8 Dec 2019)
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- CF30 Customer (17 Dec 2014 to 23 Mar 2017)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (185)[FCA CF] Client dealing at STIFEL EUROPE LIMITED