Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 30 Sep 2025)
  • NewDay Ltd

    FRN 690292

    • Director of firm who is not a certification employee or a SMF manager (since 30 Sep 2025)
    • [FCA CF] Client dealing (since 6 May 2021)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Material risk taker (8 Jul 2020 to 3 May 2021)
    • [FCA CF] Client dealing (8 Jul 2020 to 3 May 2021)
    • [FCA CF] Manager of certification employee (8 Jul 2020 to 3 May 2021)
    • CF30 Customer (18 Oct 2017 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Client dealing (8 Jul 2020 to 3 May 2021)
    • [FCA CF] Material risk taker (8 Jul 2020 to 3 May 2021)
    • [FCA CF] Manager of certification employee (8 Jul 2020 to 3 May 2021)
    • CF30 Customer (18 Oct 2017 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (29 May 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (24 Feb 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.