Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Dec 2023)
    • [FCA CF] Client dealing (since 8 Mar 2022)
    • [FCA CF] Manager of certification employee (since 1 Dec 2023)
    • [FCA CF] Client dealing (since 8 Mar 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (23 Feb 2017 to 10 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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