Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 4 Feb 2026)
- [FCA CF] Manager of certification employee (since 23 Sep 2025)
- [FCA CF] Client dealing (since 1 Sep 2025)
- [FCA CF] Manager of certification employee (24 Jun 2019 to 30 Jul 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 30 Jul 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Jul 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (6 Mar 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Oct 2004 to 6 Mar 2007)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 4 Feb 2026)
- [FCA CF] Manager of certification employee (since 23 Sep 2025)
- [FCA CF] Client dealing (since 1 Sep 2025)
- [FCA CF] Material risk taker (17 May 2017 to 30 Jul 2021)
- [FCA CF] Manager of certification employee (26 May 2016 to 8 Mar 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Jul 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (6 Mar 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Oct 2004 to 6 Mar 2007)
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- [FCA CF] Client dealing (6 Aug 2021 to 25 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.