Uzma Bi Ghani

Last updated
1 week ago
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Firms where this individual holds — or has held — an FCA-approved role.

  • Uzma Bi Ghani

    FRN 762006

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Sole trader dealing with clients for which they require qualification (since 31 Dec 2020)
    • [FCA CF] Benchmark submission and administration (since 31 Dec 2020)
    • [FCA CF] CASS oversight function (since 31 Dec 2020)
    • [FCA CF] Client dealing (since 31 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2020)
    • [FCA CF] Manager of certification employee (since 31 Dec 2020)
    • [FCA CF] Significant management (since 31 Dec 2020)
    • [PRA CF] Key function holder (since 31 Dec 2020)

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