Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (26 Aug 2021 to 1 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2024)
    • CF30 Customer (3 Apr 2008 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
    • CF21 Investment Adviser (9 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.