Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GMSA Investments Limited (no longer approved here)

    FRN 460724

    • SMF3 Executive Director (2 Oct 2020 to 18 Jan 2024)
    • [FCA CF] Material risk taker (2 Oct 2020 to 18 Jan 2024)
    • [FCA CF] Client dealing (14 Feb 2020 to 20 Apr 2023)
    • CF30 Customer (15 Sep 2014 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (17 Mar 2008 to 5 Sep 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (17 Mar 2008 to 5 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.