Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 3 Jun 2021)
- [FCA CF] Functions requiring qualifications (2 Jul 2019 to 2 Jan 2020)
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Coutts & Company
FRN 122287
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 23 Jun 2020)
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- CF30 Customer (1 Nov 2007 to 11 Feb 2008)
- CF21 Investment Adviser (14 Jan 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.