Umar Mark Aziz

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DG Partners LLP

    FRN 218913

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF4 Partner (21 Aug 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Jul 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Jul 2012 to 8 Dec 2019)
  • BH-DG Systematic Trading LLP (no longer approved here)

    FRN 540897

    • (81)[FCA CF] Client dealing (9 Dec 2020 to 1 Apr 2026)
    • (75)SMF27 Partner (9 Jan 2020 to 1 Apr 2026)
    • (77)SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2026)
    • (80)[FCA CF] Algorithmic trading (9 Dec 2019 to 1 Apr 2026)
    • (76)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2026)
    • (78)CF11 Money Laundering Reporting (23 Jul 2012 to 8 Dec 2019)
    • (79)CF10 Compliance Oversight (23 Jul 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF27 Partner at BH-DG Systematic Trading LLP

  2. controlled function removed: [FCA CF] Algorithmic trading at BH-DG Systematic Trading LLP

  3. controlled function removed: SMF16 Compliance Oversight at BH-DG Systematic Trading LLP

  4. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at BH-DG Systematic Trading LLP

  5. controlled function removed: [FCA CF] Client dealing at BH-DG Systematic Trading LLP

  6. controlled function added: (75)SMF27 Partner at BH-DG Systematic Trading LLP

  7. controlled function added: (76)SMF17 Money Laundering Reporting Officer (MLRO) at BH-DG Systematic Trading LLP

  8. controlled function added: (77)SMF16 Compliance Oversight at BH-DG Systematic Trading LLP

  9. controlled function added: (78)CF11 Money Laundering Reporting at BH-DG Systematic Trading LLP

  10. controlled function added: (79)CF10 Compliance Oversight at BH-DG Systematic Trading LLP

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