Umar Ali

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALSONS GROUP LTD

    FRN 958847

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 6 Oct 2021)
  • AT.SW Limited

    FRN 708617

    • (1)SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • (1)CF8 Apportionment and Oversight (29 Sep 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF29 Limited scope function (limited scope SMCR firms only) at AT.SW Limited

  2. controlled function added: (1)CF8 Apportionment and Oversight at AT.SW Limited

  3. controlled function added: (1)SMF29 Limited scope function (limited scope SMCR firms only) at AT.SW Limited