Ulrich Neuhauss

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (20 Nov 2009 to 16 Mar 2011)
  • Terium LLP (no longer approved here)

    FRN 499087

    • CF30 Customer (7 Jul 2009 to 1 Nov 2009)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 16 Dec 2008)
    • CF21 Investment Adviser (12 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.