Ulrich Gericke

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 16 Sep 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2017 to 23 Sep 2022)
    • [FCA CF] Client dealing (1 Jan 2017 to 23 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 23 Sep 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (23 Nov 2004 to 23 May 2006)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (23 Nov 2004 to 23 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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