Ulf Torvald Ek

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northlander Commodity Advisors LLP

    FRN 587706

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (2 Apr 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Apr 2013 to 18 Dec 2017)
    • CF11 Money Laundering Reporting (2 Apr 2013 to 18 Dec 2017)
    • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (13 Apr 2010 to 28 Oct 2010)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (10 Oct 2002 to 4 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.