Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Basis Capital Markets UK Limited
FRN 810733
- SMF3 Executive Director (since 24 Apr 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Jul 2025)
- SMF3 Executive Director (9 Dec 2019 to 11 Jul 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 11 Jul 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Jul 2025)
- CF11 Money Laundering Reporting (9 Jan 2019 to 8 Dec 2019)
- CF1 Director (9 Jan 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Jan 2019 to 8 Dec 2019)
- CF30 Customer (9 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (16 Jan 2009 to 31 Dec 2015)
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- CF30 Customer (18 Dec 2007 to 31 Dec 2015)
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- CF30 Customer (1 Nov 2007 to 16 Dec 2007)
- CF26 Customer Trading (31 Mar 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.