Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 24 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 11 Jul 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Jul 2025)
    • CF11 Money Laundering Reporting (9 Jan 2019 to 8 Dec 2019)
    • CF1 Director (9 Jan 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (9 Jan 2019 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (16 Jan 2009 to 31 Dec 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (18 Dec 2007 to 31 Dec 2015)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 16 Dec 2007)
    • CF26 Customer Trading (31 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.