Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Client dealing (since 1 Oct 2020)
- CF30 Customer (4 Apr 2014 to 8 Dec 2019)
-
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Client dealing (since 1 Oct 2020)
- CF30 Customer (4 Apr 2014 to 8 Dec 2019)
-
- [FCA CF] Material risk taker (24 Feb 2022 to 9 Jul 2025)
-
- CF30 Customer (1 Dec 2009 to 8 Oct 2013)
-
- CF30 Customer (1 Dec 2009 to 8 Oct 2013)
-
- CF30 Customer (27 Aug 2009 to 8 Oct 2013)
-
- CF30 Customer (4 Dec 2007 to 8 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.